HB-5783, As Passed House, June 9, 2004

 

 

 

 

 

 

 

 

 

 

 

 

 

 

HOUSE BILL No. 5783

 

April 21, 2004, Introduced by Rep. DeRossett and referred to the Committee on Tax Policy.

        

                                                                                

                                                                                

                                                                                

                                                                                

                                                                                

                                                                                

                                                                                

                                                                                

                                                                                

                                                                                

                                                                                

                                                                                

                                                                                

                                                                                

                                                                                

                                                                                

                                                                                

                                                                                

                                                                                

                                                                                

                                                                                

                                                                                

                                                                                

                                                                                 A bill to amend 1986 PA 316, entitled                                             

                                                                                

    "Michigan education trust act,"                                             

                                                                                

    by amending sections 6, 7, and 8 (MCL 390.1426, 390.1427, and               

                                                                                

    390.1428); and to repeal acts and parts of acts.                            

                                                                                

                THE PEOPLE OF THE STATE OF MICHIGAN ENACT:                      

                                                                                

1       Sec. 6.  (1) The trust, on behalf of itself and the state,                  

                                                                                

2   may contract with a purchaser for the advance payment of tuition            

                                                                                

3   by the purchaser for a qualified beneficiary to attend any of the           

                                                                                

4   state institutions of higher education to which the qualified               

                                                                                

5   beneficiary is admitted, without further tuition cost to the                

                                                                                

6   qualified beneficiary.  In addition, an advance tuition payment             

                                                                                

7   contract shall set forth in a clear, understandable manner all of           

                                                                                

8   the following:                                                              

                                                                                

9       (a) The amount of the payment or payments required from the                 

                                                                                

10  purchaser on behalf of the qualified beneficiary.                           

                                                                                


                                                                                

1       (b) The terms and conditions for making the payment,                        

                                                                                

2   including, but not limited to, the date or dates upon which the             

                                                                                

3   payment, or portions of the payment,  shall be  is due.                     

                                                                                

4       (c) Provisions for late payment charges and for default.                    

                                                                                

5       (d) The name and age of the qualified beneficiary under the                 

                                                                                

6   contract, unless the contract is purchased by a state or local              

                                                                                

7   government agency or instrumentality or a person exempt from                

                                                                                

8   taxation as an organization described in section 501(c)(3) of the           

                                                                                

9   internal revenue code of 1986, 26 USC 501, as part of a                     

                                                                                

10  scholarship program.  The purchaser, with the approval of and on            

                                                                                

11  conditions determined by the trust, may subsequently substitute             

                                                                                

12  another person for the qualified beneficiary originally named.              

                                                                                

13      (e) The number of credit hours covered by the contract.                     

                                                                                

14      (f) The name of the person entitled to terminate the                        

                                                                                

15  contract. , which, as provided by the contract, may be  The                 

                                                                                

16  contract may provide for termination by the purchaser, the                  

                                                                                

17  qualified beneficiary,  or  a person appointed to act on behalf             

                                                                                

18  of the purchaser or qualified beneficiary, or any combination of            

                                                                                

19  these persons.                                                              

                                                                                

20      (g) The terms and conditions under which the contract may be                

                                                                                

21  terminated and the amount of the refund, if any, to which the               

                                                                                

22  person terminating the contract, or specifically the purchaser or           

                                                                                

23  designated qualified beneficiary if the contract so provides,               

                                                                                

24  shall be  is entitled upon termination.                                    

                                                                                

25      (h) The assumption of a contractual obligation by the trust                 

                                                                                

26  to the qualified beneficiary on its own behalf and on behalf of             

                                                                                

27  the state to provide for credit hours of higher education, not to           


                                                                                

1   exceed the credit hours required for the granting of a                      

                                                                                

2   baccalaureate degree, at any state institution of higher                    

                                                                                

3   education to which the qualified beneficiary is admitted.  The              

                                                                                

4   advance tuition payment contract shall provide for the credit               

                                                                                

5   hours of higher education that a qualified beneficiary may                  

                                                                                

6   receive under the contract if the qualified beneficiary is not              

                                                                                

7   entitled to in-state tuition rates.                                         

                                                                                

8       (i) The period of time from the beginning to the end of which               

                                                                                

9   the qualified beneficiary may receive the benefits under the                

                                                                                

10  contract.                                                                   

                                                                                

11      (j) All other rights and obligations of the purchaser and the               

                                                                                

12  trust.                                                                      

                                                                                

13      (k) Other terms, conditions, and provisions as the trust                    

                                                                                

14  considers in its sole discretion to be necessary or appropriate.            

                                                                                

15      (2) The  form of  trust shall not enter into any advance                    

                                                                                

16  tuition payment contract  to be entered into by the trust shall             

                                                                                

17  first be approved by  unless the state administrative board has             

                                                                                

18  approved of the form of that contract.                                      

                                                                                

19      (3) The trust shall make any arrangements that are necessary                

                                                                                

20  or appropriate with state institutions of higher education in               

                                                                                

21  order to fulfill its obligations under advance tuition payment              

                                                                                

22  contracts.  , which  The arrangements may include, but need not             

                                                                                

23  be limited to, the payment by the trust of the then actual                  

                                                                                

24  in-state tuition cost on behalf of a qualified beneficiary to the           

                                                                                

25  state institution of higher education.                                      

                                                                                

26      (4) An advance tuition payment contract shall provide that                  

                                                                                

27  the trust provide for the qualified beneficiary to attend a                 


                                                                                

1   community or junior college in this state before entering a state           

                                                                                

2   institution of higher education if the beneficiary so chooses and           

                                                                                

3   that the contract may be terminated pursuant to section 8 after             

                                                                                

4   completing the requirements for a degree at the community or                

                                                                                

5   junior college in this state or before entering the state                   

                                                                                

6   institution of higher education.                                            

                                                                                

7       (5) An advance tuition payment contract may provide that, if                

                                                                                

8   after a number of years specified in the contract the contract              

                                                                                

9   has not been terminated or the qualified beneficiary's rights               

                                                                                

10  under the contract have not been exercised, the trust, after                

                                                                                

11  making a reasonable effort to locate the purchaser and qualified            

                                                                                

12  beneficiary or the agent of either, shall retain the amounts                

                                                                                

13  otherwise payable and the rights of the qualified beneficiary,              

                                                                                

14  the purchaser, or the agent of either shall be considered                   

                                                                                

15  terminated.                                                                 

                                                                                

16      (6) A writing or information provided to the trust for                      

                                                                                

17  purposes of this section by a purchaser, qualified beneficiary,             

                                                                                

18  or person appointed under subsection (1)(f) is exempt from                  

                                                                                

19  disclosure under the freedom of information act, 1976 PA 442, MCL           

                                                                                

20  15.231 to 15.246.  As used in this subsection, "writing" means              

                                                                                

21  that term as defined in section 2 of the freedom of information             

                                                                                

22  act, 1976 PA 442, MCL 15.232.                                               

                                                                                

23      Sec. 7.  (1) At a minimum, the trust shall offer 1 of the 2                 

                                                                                

24  types of advance tuition payment contracts  of the 2 types  set             

                                                                                

25  forth in subsections (2) and (3), to be known as Plan A and Plan            

                                                                                

26  B, respectively.                                                            

                                                                                

27      (2) Under Plan A:                                                           


                                                                                

1       (a) A payment or series of payments shall be required from                  

                                                                                

2   the purchaser on behalf of a qualified beneficiary.                         

                                                                                

3       (b) If an advance tuition payment contract is terminated                    

                                                                                

4   before a qualified beneficiary earns a high school diploma or               

                                                                                

5   reaches the age of majority, or pursuant to section 8(1)(d), the            

                                                                                

6   trust shall refund the face amount of the payment or payments in            

                                                                                

7   accordance with the terms of the contract, less any                         

                                                                                

8   administrative fee specified in the contract, but shall not                 

                                                                                

9   refund any investment income attributable to the payments.                  

                                                                                

10      (c) Except as provided in subdivision (d), the trust shall                  

                                                                                

11  provide for the qualified beneficiary to attend a state                     

                                                                                

12  institution of higher education at which the qualified                      

                                                                                

13  beneficiary attends for the number of credit hours required by              

                                                                                

14  the institution for the awarding of a baccalaureate degree,                 

                                                                                

15  without further tuition cost to the qualified beneficiary, except           

                                                                                

16  as provided in section 6(1) for a qualified beneficiary who is              

                                                                                

17  not entitled to in-state tuition rates.                                     

                                                                                

18      (d) As an alternative to subdivision (c), the trust shall                   

                                                                                

19  provide for the qualified beneficiary to attend a state                     

                                                                                

20  institution of higher education at which the qualified                      

                                                                                

21  beneficiary attends for a fixed number of credit hours, as                  

                                                                                

22  permitted by the trust, less than the total number of credit                

                                                                                

23  hours required by the institution for the awarding of a                     

                                                                                

24  baccalaureate degree, without further tuition cost to the                   

                                                                                

25  qualified beneficiary for that fixed number of credit hours,                

                                                                                

26  except as provided in section 6(1) for a qualified beneficiary              

                                                                                

27  who is not entitled to in-state tuition rates.                              


                                                                                

1       (3) Under Plan B:                                                           

                                                                                

2       (a) A payment or series of payments shall be required on                    

                                                                                

3   behalf of a qualified beneficiary.                                          

                                                                                

4       (b) If an advance tuition payment contract is terminated                    

                                                                                

5   before a qualified beneficiary earns a high school diploma or               

                                                                                

6   reaches the age of majority, or pursuant to section 8(1)(d), the            

                                                                                

7   trust shall refund the face amount of the payment or payments in            

                                                                                

8   accordance with the terms of the contract, less any                         

                                                                                

9   administrative fee specified in the contract, together with all             

                                                                                

10  or a specified portion of accrued investment income attributable            

                                                                                

11  to the payment or payments as may be agreed to in the contract.             

                                                                                

12      (c) Except as provided in subdivision (d), the trust shall                  

                                                                                

13  provide for the qualified beneficiary to attend a state                     

                                                                                

14  institution of higher education at which the qualified                      

                                                                                

15  beneficiary attends for the number of credit hours required by              

                                                                                

16  the institution for the awarding of a baccalaureate degree,                 

                                                                                

17  without further tuition cost to the qualified beneficiary, except           

                                                                                

18  as provided in section 6(1) for a qualified beneficiary who is              

                                                                                

19  not entitled to in-state tuition rates.                                     

                                                                                

20      (d) As an alternative to subdivision (c), the trust shall                   

                                                                                

21  provide for the qualified beneficiary to attend a state                     

                                                                                

22  institution of higher education at which the qualified                      

                                                                                

23  beneficiary attends for a fixed number of credit hours, as                  

                                                                                

24  permitted by the trust, less than the total number of credit                

                                                                                

25  hours required by the institution for the awarding of a                     

                                                                                

26  baccalaureate degree, without further tuition cost to the                   

                                                                                

27  qualified beneficiary for that fixed number of credit hours,                


                                                                                

1   except as provided in section 6(1) for a qualified beneficiary              

                                                                                

2   who is not entitled to in-state tuition rates.                              

                                                                                

3       (4) Contracts required to be offered by this section may                    

                                                                                

4   require that payment or payments from a purchaser, on behalf of a           

                                                                                

5   qualified beneficiary who may attend a state institution of                 

                                                                                

6   higher education in less than 4 years after the date the contract           

                                                                                

7   is entered into by the purchaser, be based upon attendance at a             

                                                                                

8   certain state institution of higher education or at that state              

                                                                                

9   institution of higher education with the highest prevailing                 

                                                                                

10  tuition cost for the number of credit hours covered by the                  

                                                                                

11  contract.                                                                   

                                                                                

12      (5)  Contracts required to be offered by  A contract offered                

                                                                                

13  by the trust under this section shall be offered with 2                     

                                                                                

14  alternatives.   One  The first alternative shall offer an advance           

                                                                                

15  tuition payment  contracts that provide  contract that provides             

                                                                                

16  the credit hours of higher education necessary for the granting             

                                                                                

17  of a baccalaureate degree at any of the state institutions of               

                                                                                

18  higher education.  The second alternative shall provide that the            

                                                                                

19  number of credit hours of higher education a qualified                      

                                                                                

20  beneficiary may receive under the contract will be reduced to a             

                                                                                

21  percentage of the credit hours required for the granting of a               

                                                                                

22  baccalaureate degree at a state institution of higher education,            

                                                                                

23  as specified in the contract, if the qualified beneficiary                  

                                                                                

24  enrolls in a state institution of higher education imposing at              

                                                                                

25  the time the qualified beneficiary enrolls an annual tuition rate           

                                                                                

26  that is greater than 105% of the weighted average annual tuition            

                                                                                

27  rate of all state institutions of higher education.  This                   


                                                                                

1   subsection  shall  does not preclude a state institution of                 

                                                                                

2   higher education at which a qualified beneficiary is entitled to            

                                                                                

3   receive less than the minimum number of credit hours required for           

                                                                                

4   the granting of a baccalaureate degree from providing that                  

                                                                                

5   qualified beneficiary, without further tuition charges, the                 

                                                                                

6   additional credit hours necessary to receive a baccalaureate                

                                                                                

7   degree.                                                                     

                                                                                

8       (6) If a beneficiary of an advance tuition payment contract                 

                                                                                

9   with either  an  alternative  1 or alternative 2  designation  ,            

                                                                                

10  as  described in subsection (5)  ,  attends a community or junior           

                                                                                

11  college for 2 years at the in-district tuition rate, that                   

                                                                                

12  beneficiary then may attend any state institution of higher                 

                                                                                

13  education at no additional tuition cost and receive the number of           

                                                                                

14  credit hours necessary for the awarding of a baccalaureate                  

                                                                                

15  degree.                                                                     

                                                                                

16      Sec. 8.  (1) An advance tuition payment contract shall                      

                                                                                

17  authorize a termination of the contract when any 1 of the                   

                                                                                

18  following occurs:                                                           

                                                                                

19      (a) The qualified beneficiary dies.                                         

                                                                                

20      (b) The qualified beneficiary is not admitted to a state                    

                                                                                

21  institution of higher education after making proper application.            

                                                                                

22      (c) The qualified beneficiary certifies to the trust that he                

                                                                                

23  or she has decided to attend and has been accepted by a Michigan            

                                                                                

24  independent, degree-granting institution of postsecondary                   

                                                                                

25  education recognized by the state board of education or, after he           

                                                                                

26  or she has a high school diploma or has reached the age of                  

                                                                                

27  majority, he or she has decided not to attend a state institution           


                                                                                

1   of higher education and requests, in writing, before July 15 of             

                                                                                

2   the year in which the qualified beneficiary desires to terminate            

                                                                                

3   the contract, that the advance tuition payment contract be                  

                                                                                

4   terminated.                                                                 

                                                                                

5       (d) Other circumstances, determined by the trust and set                    

                                                                                

6   forth in the advance tuition payment contract, occur.                       

                                                                                

7       (2) Except as provided in section 7(2)(b) and (3)(b), an                    

                                                                                

8   advance tuition payment contract shall provide for a refund                 

                                                                                

9   pursuant to this section  upon termination of the contract to a            

                                                                                

10  person to whom the refund is payable under the contract.  upon              

                                                                                

11  termination of the contract.  All of the following apply to the             

                                                                                

12  refund described in this subsection:                                        

                                                                                

13      (a) If the qualified beneficiary has a high school diploma or               

                                                                                

14  has reached the age of majority, and attends an institution of              

                                                                                

15  higher education, the amount of a refund, except as provided in             

                                                                                

16  subsection (4),  shall be  is the lesser of the average tuition             

                                                                                

17  cost of all state institutions of higher education on the date of           

                                                                                

18  termination of the contract, or the face amount of the payment or           

                                                                                

19  payments and any accrued investment income attributable to the              

                                                                                

20  payment or payments, if he or she is covered by  alternative 1,             

                                                                                

21  as  the first alternative described in section 7(5), or the                 

                                                                                

22  lowest tuition cost of all state institutions of higher education           

                                                                                

23  on the date of termination of the contract if he or she is                  

                                                                                

24  covered by  alternative 2  the second alternative described in              

                                                                                

25  section 7(5) or does not attend an institution of higher                    

                                                                                

26  education.                                                                  

                                                                                

27      (b) The amount of a refund shall be reduced by an appropriate               


                                                                                

1   percentage if the purchaser entered into an advance tuition                 

                                                                                

2   payment contract that provided for a fixed number of credit hours           

                                                                                

3   less than the total number of credit hours required by a state              

                                                                                

4   institution of higher education for the awarding of a                       

                                                                                

5   baccalaureate degree, by the amount transferred to a community or           

                                                                                

6   junior college on behalf of a qualified beneficiary when the                

                                                                                

7   contract is terminated as provided in section 6(4), and by the              

                                                                                

8   amount transferred to a state institution of higher education on            

                                                                                

9   behalf of a qualified beneficiary.   Termination of a contract              

                                                                                

10  and the right to receive a refund shall not be authorized under             

                                                                                

11      (c) The contract may provide that the trust may deny payment                

                                                                                

12  of a refund upon termination of the contract if the qualified               

                                                                                

13  beneficiary has completed more than 1/2 of the credit hours                 

                                                                                

14  required by the state institution of higher education for the               

                                                                                

15  awarding of a baccalaureate degree.  However, this  provision               

                                                                                

16  subdivision shall not affect the termination and refund rights of           

                                                                                

17  a graduate of a community or junior college.   Pursuant to this             

                                                                                

18  subsection and except                                                       

                                                                                

19      (d) Except as provided by subsection (3), the trust shall                   

                                                                                

20  make refund payments in equal installments over 4 years and not             

                                                                                

21  later than August 15 of the year due.                                       

                                                                                

22      (3) An advance tuition payment contract shall authorize a                   

                                                                                

23  person, who is entitled under the advance tuition payment                   

                                                                                

24  contract to terminate the contract, to direct payment of the                

                                                                                

25  refund to an independent degree-granting college or university              

                                                                                

26  located in this state or to a community or junior college located           

                                                                                

27  in this state.  If directed to make payments pursuant to this               


                                                                                

1   subsection, the trust shall transfer to the designated                      

                                                                                

2   institution an amount equal to the tuition due for the qualified            

                                                                                

3   beneficiary, but the trust shall not transfer a cumulative amount           

                                                                                

4   greater than the refund to which the person is entitled.  If the            

                                                                                

5   refund exceeds the total amount of transfers directed to the                

                                                                                

6   designated institution, the excess shall be returned to the                 

                                                                                

7   person to whom the refund is otherwise payable.                             

                                                                                

8       (4) Notwithstanding any other section of this act, the amount               

                                                                                

9   of a refund paid upon termination of the advance tuition payment            

                                                                                

10  contract by a person who directs the trust pursuant to                      

                                                                                

11  subsection (3) to transfer the refund to an independent                     

                                                                                

12  degree-granting college or university located in this state shall           

                                                                                

13  not be less than the prevailing weighted average tuition cost of            

                                                                                

14  state institutions of higher education for the number of credit             

                                                                                

15  hours covered by the contract on the date of termination.  In               

                                                                                

16  calculating the amount of a refund for an advance payment                   

                                                                                

17  contract containing the restrictions provided by section 7(5),              

                                                                                

18  the prevailing weighted average tuition cost shall be based upon            

                                                                                

19  only those state institutions of higher education at which the              

                                                                                

20  qualified beneficiary could have received sufficient credit hours           

                                                                                

21  for a baccalaureate degree.                                                 

                                                                                

22      Enacting section 1.  Sections 23 and 24 of the Michigan                     

                                                                                

23  education trust act, 1986 PA 316, MCL 390.1443 and 390.1444, are            

                                                                                

24  repealed.